Filing Details
- Accession Number:
- 0001348324-14-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 18:10:16
- Reporting Period:
- 2014-08-14
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 18:10:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586700 | James Burrows | 13785 Research Blvd., Suite 200 Austin TX 78750 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-14 | 3,539 | $2.23 | 3,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-14 | 3,539 | $26.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 905 | $2.23 | 905 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 7,407 | $1.76 | 8,312 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-15 | 7,407 | $2.63 | 15,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-15 | 905 | $26.21 | 14,814 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 7,407 | $26.50 | 7,407 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-15 | 7,407 | $27.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-08-15 | 7,407 | $0.00 | 7,407 | $1.76 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-08-14 | 3,539 | $0.00 | 3,539 | $2.23 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-08-15 | 905 | $0.00 | 905 | $2.23 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-08-15 | 7,407 | $0.00 | 7,407 | $2.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-13 | 2019-02-13 | No | 4 | M | Direct |
| 905 | 2009-01-07 | 2018-02-01 | No | 4 | M | Direct |
| 0 | 2009-01-07 | 2018-02-01 | No | 4 | M | Direct |
| 0 | 2010-11-30 | 2020-09-22 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on June 6, 2014.
- The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of February 13, 2009, then in thirty-six equal monthly installments thereafter.
- The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of February 7, 2008, then in thirty-six equal monthly installments thereafter.
- The option becomes exercisable for 50% of the shares granted in two equal installments on November 30, 2010 and December 31, 2010.
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