Filing Details
- Accession Number:
- 0001209191-14-052752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 17:21:17
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 17:21:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1099311 | George Golleher | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-08-13 | 39,970 | $1.09 | 264,970 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-08-13 | 24,609 | $3.33 | 289,579 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-08-13 | 64,579 | $29.03 | 225,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-08-13 | 39,970 | $0.00 | 39,970 | $1.09 |
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-08-13 | 24,609 | $0.00 | 24,609 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-02 | No | 4 | M | Direct | |
| 163,326 | 2018-05-02 | No | 4 | M | Direct |
Footnotes
- This amount represents the $30.00 secondary public offering price per share less the underwriting discount of $0.975 per share.
- All such options are presently exercisable.
- The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, all are presently exercisable.
Billionaire Hedge Funds
