Filing Details
- Accession Number:
- 0000005513-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 17:19:21
- Reporting Period:
- 2011-01-05
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 17:19:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182971 | R Thomas Watjen | 1 Fountain Square Chattanooga TN 37402 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-05 | 148,807 | $14.86 | 1,069,740 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-05 | 146,607 | $25.00 | 923,133 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-05 | 2,200 | $25.00 | 920,933 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-05 | 148,807 | $0.00 | 148,807 | $14.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,193 | 2004-12-12 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,685 | Indirect | By 401(k) plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
- Includes 358,166 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 711,574 shares of common stock.
- Beneficial ownership amount accounts for the exempt acquisition on November 19, 2010 of an aggregate of 1,488.169 stock-settled RSUs pursuant to the reinvestment of dividends.
- Includes 358,166 stock-settled RSUs and 564,967 shares of common stock.
- Includes 358,166 stock-settled RSUs and 562,767 shares of common stock.