Filing Details
- Accession Number:
- 0001354488-14-004306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 17:08:50
- Reporting Period:
- 2014-08-14
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 17:08:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493578 | T Wesley Pollard | 500 Perimter Park Drive, Suite D C/O Issuer Direct Corp. Morrisville NC 27560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-14 | 1,000 | $10.00 | 84,735 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2014-08-14 | 1,000 | $2.10 | 1,000 | $2.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,065 | 2014-08-14 | 2015-08-22 | No | 4 | X | Direct |
Footnotes
- Exercised options to purchase 1,000 shares of common stock at $2.10 per share, and sold the shares at $10.00 per share. This transaction was effected pursuant to Rule 10b5-1, adopted by the reporting person on November 21, 2013.