Filing Details
- Accession Number:
- 0001140361-11-001960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 17:15:58
- Reporting Period:
- 2011-01-05
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 17:15:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880643 | Genta Inc De | GNTA | Biological Products, (No Disgnostic Substances) (2836) | 330326866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137918 | M Lorettta Itri | C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922 | Pres R&D Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-05 | 3,455,617 | $0.00 | 8,740,163 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-01-05 | 1,294,543 | $0.02 | 7,445,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-06 | 2,161,074 | $0.02 | 5,284,546 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | March 2010 Warrant | Disposition | 2011-01-05 | 4,073,381 | $0.00 | 3,455,617 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-09 | 2013-03-09 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,121,476,596 | Indirect | By spouse |
Footnotes
- Includes 3,455,617 shares of common stock held in Dr. Itri's IRA, 280,894 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 4,548,750 shares of common stock issuable upon the conversion of Senior Unsecured Convertible Promissory Notes due September 4, 2011, as amended (the Notes)and 454,902 shares of common stock issuable upon the exercise of the December 2010 warrant.
- Includes 768,817 shares of common stock issuable upon the vesting of currently outstanding restricted stock units of Dr. Itri's spouse, Dr. Warrell, 551,770,303 shares of common stock issuable upon the conversion of the Notes held by Dr. Warrell, 3,032,500 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 509,350,729 shares of common stock issuable upon the exercise of the March 2010 Warrant held in joint name with Dr. Warrell, 56,250,980 shares of common stock issuable upon the exercise of the December 2010 Warrant held in joint name with Dr. Warrell and 303,267 shares of common stock issuable upon the exercise of the December 2010 Warrant held by Dr. Warrell's IRA.