Filing Details

Accession Number:
0001225208-14-018558
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 16:47:42
Reporting Period:
2014-08-13
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 16:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238033 Jr G John Finneran 1680 Capital One Drive
Mclean VA 22102
Gen. Counsel & Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-13 10,000 $79.52 31,683 No 4 S Indirect Finneran/Cotter Children's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Finneran/Cotter Children's Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,347 Direct
Common Stock 33,221 Indirect By Spouse
Footnotes
  1. These shares were sold at prices ranging from $79.50 to $79.59. Information regarding the number of shares sold at each price will be provided upon request.