Filing Details
- Accession Number:
- 0001225208-14-018558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 16:47:42
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 16:47:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238033 | Jr G John Finneran | 1680 Capital One Drive Mclean VA 22102 | Gen. Counsel & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-13 | 10,000 | $79.52 | 31,683 | No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,347 | Direct | |
Common Stock | 33,221 | Indirect | By Spouse |
Footnotes
- These shares were sold at prices ranging from $79.50 to $79.59. Information regarding the number of shares sold at each price will be provided upon request.