Filing Details
- Accession Number:
- 0001209191-14-052709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 16:33:46
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 16:33:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580764 | J. Todd Jones | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Ceo, Willis North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Acquisiton | 2014-08-13 | 50,000 | $26.17 | 71,048 | No | 4 | M | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2014-08-13 | 50,000 | $41.04 | 21,048 | No | 4 | S | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2014-08-13 | 9,588 | $41.00 | 11,460 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Stock Option (right to buy) | Disposition | 2014-08-13 | 50,000 | $0.00 | 50,000 | $26.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-05 | 2017-05-05 | No | 4 | M | Direct |
Footnotes
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.00 to $41.13 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.00 to $41.03 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes an aggregate of 10,402 restricted share units, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements, and 1,140.7624 shares under the Issuer's Employee Stock Purchase Plan.
- The stock option was fully vested and exercisable as of May 5, 2014.