Filing Details
- Accession Number:
- 0001209191-14-052674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-15 17:03:23
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-15
- Accepted Time:
- 2014-08-15 16:03:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481153 | Robert Fauber | 7 World Trade Center, 250 Greenwich St. New York NY 10007 | Svp-Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-13 | 2,640 | $26.78 | 26,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-13 | 2,640 | $89.85 | 24,206 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-13 | 3,092 | $30.01 | 27,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-13 | 3,092 | $89.82 | 24,206 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-08-13 | 2,640 | $0.00 | 2,640 | $26.78 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-08-13 | 3,092 | $0.00 | 3,092 | $30.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $89.80 to $89.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $89.74 to $89.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
