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Home > Insider Trading > Filing (0000950142-14-001732)

Filing Details

Accession Number:: 0000950142-14-001732
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-15 14:54:01
Reporting Period:: 2014-08-14

Filing Date:: 2014-08-15
Accepted Time:: 2014-08-15 14:54:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580156	Houghton Mifflin Harcourt Co	HMHC	Books: Publishing Or Publishing & Printing (2731)	271566372

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1585041	Lee Gary Gentel	222 Berkeley Street Boston MA 02116	See Remarks.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-14	9,000	$12.50	9,000	No	4	M	Direct
Common Stock	Disposition	2014-08-14	9,000	$18.50	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-08-14	9,000	$0.00	9,000	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300,486		2019-06-22	No	4	M	Direct

Footnotes

These shares were sold pursuant to a Rule 10b5-1 trading plan.
50% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest in two equal installments on June 22, 2015 and June 22, 2016, subject to Mr. Gentel's continued employment with the Company.