Filing Details

Accession Number:
0001181431-14-029332
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-15 14:27:41
Reporting Period:
2014-08-13
Filing Date:
2014-08-15
Accepted Time:
2014-08-15 14:27:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1537054 Gogo Inc. GOGO Communications Services, Nec (4899) 271650905
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135089 Oakleigh Thorne 1250 N. Arlington Heights Road, Ste 500
Itasca IL 60143
Yes No Yes No
1455402 Thorndale Farm Llc 59 Front Street
Millbrook NY 12545
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-07 114,429 $0.00 0 No 5 G Indirect By Trust
Common Stock Disposition 2014-08-06 40,983 $0.00 0 No 5 G Indirect By Trusts
Common Stock Acquisiton 2014-08-13 2,766 $14.50 15,767 No 4 P Indirect By Trusts
Common Stock Acquisiton 2014-08-14 5,532 $14.59 21,299 No 4 P Indirect By Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Trust
No 5 G Indirect By Trusts
No 4 P Indirect By Trusts
No 4 P Indirect By Trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 808,838 Indirect By Trust
Common Stock 139,536 Indirect By LLC
Common Stock 1,231,791 Indirect By Trust
Common Stock 973,169 Indirect By Trust
Common Stock 639,461 Indirect By Trust
Common Stock 2,457,745 Indirect By Trust
Common Stock 797,191 Indirect By Trusts
Common Stock 11,596,425 Indirect By LLCs
Footnotes
  1. Represents the mandatory transfer at the end of the annuity period of the remaining shares held by Oakleigh B. Thorne 2011 3-Year Annuity Trust to certain members of, and trusts for the benefit of certain members of, Mr. Thorne's family. The information set forth above corrects the end of period holdings of such trust as of May 16, 2014 set forth on the Reporting Person's Form 4 dated such date.
  2. Represents the mandatory transfer at the end of the annuity period of the remaining shares held by the Oakleigh B. Thorne 2012 2-Year Annuity Trust and the Oakleigh B. Thorne May 2012 2-Year Annuity Trust to certain members of, and trusts for the benefit of certain members of, Mr. Thorne's family.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.49 to $14.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. Reflects 9,180 shares held by the Thorne OHT 1995 Trust, of which Mr. Thorne's son is a beneficiary, and 6,587 shares held by the Thorne KFT 1997 Trust, of which Mr. Thorne's daughter is a beneficiary. Mr. Thorne, as the trustee of the foregoing trusts, may be deemed to have beneficial ownership of the shares held by the trusts. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  5. Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, LLC, of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, LLC and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, LLC and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, LLC or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  6. Reflects 12,682 shares held by the Thorne OHT 1995 Trust, of which Mr. Thorne's son is a beneficiary, and 8,617 shares held by the Thorne KFT 1997 Trust, of which Mr. Thorne's daughter is a beneficiary. Mr. Thorne, as the trustee of the foregoing trusts, may be deemed to have beneficial ownership of the shares held by the trusts. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  7. Reflects shares held by the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997. Mr. Thorne, as the trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Reflects transfers from the Oakleigh B. Thorne 2011 3-Year Annuity Trust, the Oakleigh B. Thorne 2012 2-Year Annuity Trust and the Oakleigh B. Thorne May 2012 2-Year Annuity Trust, each exempt under Rule 16a-13.
  8. Reflects shares of common stock held by OAP, LLC. Mr. Thorne, as the managing member of OAP, LLC, may be deemed to have beneficial ownership of the shares held by OAP, LLC. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  9. Reflects shares held by the Oakleigh L. Thorne Trust Under Agreement dated 12/15/76. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  10. Reflects shares held by the Oakleigh L. Thorne Trust Under Agreement FBO Oakleigh B. Thorne. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  11. Reflects shares held by the Oakleigh B. Thorne Dynasty Trust 2011. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  12. Reflects shares held by the Trust Under Will of O.L. Thorne FBO Oakleigh B. Thorne. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  13. Reflects shares held by the Oakleigh B. Thorne 2013 2-Year Annuity Trust, Oakleigh B. Thorne September 2012 2-Year Annuity Trust, Oakleigh B. Thorne November 2013 3-Year Annuity Trust, Oakleigh B. Thorne May 2014 2-Year Annuity Trust and Oakleigh B. Thorne August 2014 2-Year Annuity Trust. Reflects transfer from the Oakleigh B. Thorne 2011 3-Year Annuity Trust to the Oakleigh B. Thorne May 2014 2-Year Annuity Trust and to the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997, and transfers from the Oakleigh B. Thorne 2012 2-Year Annuity Trust, the Oakleigh B. Thorne May 2012 2-Year Annuity Trust and Oakleigh B. Thorne 2013 2-Year Annuity Trust to the Oakleigh B. Thorne August 2014 2-Year Annuity Trust and to the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997, each exempt under Rule 16a-13.
  14. Reflects shares held by TACA Thorne LLC and TACA II Thorne LLC, the sole managing member of both of which is OTAC (Thorne) LLC. Mr. Thorne, as the manager and sole member of OTAC (Thorne) LLC, may be deemed to have beneficial ownership of the shares held by TACA Thorne LLC and TACA II Thorne LLC. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  15. End of period holdings reflects transfers from the Oakleigh B. Thorne 2011 3-Year Annuity Trust to the Oakleigh B. Thorne May 2014 2-Year Annuity Trust and to the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997, each exempt under Rule 16a-13.
  16. End of period holdings reflects transfers from the Oakleigh B. Thorne 2012 2-Year Annuity Trust and the Oakleigh B. Thorne May 2012 2-Year Annuity Trust to the Oakleigh B. Thorne August 2014 2-Year Annuity Trust and to the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997, each exempt under Rule 16a-13.