Filing Details
- Accession Number:
- 0001181431-14-029263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 20:40:59
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 19:40:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1022652 | Novatel Wireless Inc | NVTL | Communications Equipment, Nec (3669) | 860824673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187256 | A Bruce Karsh | 333 South Grand Ave. Suite 2800 Los Angeles CA 90071 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-12 | 147,803 | $1.81 | 3,172,803 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-13 | 114,000 | $1.88 | 3,286,803 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 750,000 | Indirect | By The Karsh Family Foundation |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.85.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.83 to $2.10. The reporting person undertakes to provide to Novatel Wireless, any security holder of Novatel Wireless, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.