Home > Insider Trading > Filing (0001494655-14-000007)

Filing Details

Accession Number:: 0001494655-14-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-14 18:26:04
Reporting Period:: 2014-08-13

Filing Date:: 2014-08-14
Accepted Time:: 2014-08-14 18:26:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370450	Willdan Group Inc.	WLDN	Services-Engineering Services (8711)	141951112

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1406102	Wedbush Opportunity Partners Lp	1000 Wilshire Blvd Ste 1170 Los Angeles CA 90017	No	No	Yes	No
1494655	Wedbush Opportunity Capital, Llc	1000 Wilshire Boulevard Suite 1170 Los Angeles CA 90017	No	No	Yes	No
1578005	Qinli Jeremy Zhu	1000 Wilshire Blvd. Ste. 1170 Los Angeles CA 90017	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-08-13	35,000	$9.53	728,598	No	4	S	Indirect	see footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	see footnotes

Footnotes

The securities are held directly by Wedbush Opportunity Partners, L.P. (the Fund) for the benefit of the Funds investors. Such securities may be deemed to be indirectly beneficially owned by Wedbush Opportunity Capital, LLC (the General Partner), as the general partner of the Fund, and Jeremy Q. Zhu as a Managing Director of the General Partner and lead member of the General Partners investment team that manages the Funds portfolio. Mr. Zhu, the Fund and the General Partner are the Filers. Wedbush Opportunity Capital, LLC and Jeremy Zhu, Managing Director, disclaim beneficial ownership of shares owned by Wedbush Opportunity Partners, LP, except to the extent of any pecuniary interest therein.
The Filers and their affiliates report beneficial ownership in conformity with the guidelines articulated by the SEC in Release No. 34-39538 (January 12, 1998) relating to organizations such as the Filers and their affiliates, where related entities exercise voting and investment powers over securities that they hold independently from each other. The General Partners and Mr. Zhus voting and investment powers over the securities held by the Fund are exercised independently from all of the Filers other affiliates. The members of the Funds investment team are also compensated separately from the investment professionals of such affiliates. Further, internal policies and procedures of the Filers and their affiliates establish informational barriers that prevent the flow of information that relates to the voting and investment powers between the Filers and such affiliates.
Consequently, the Filers and such affiliates report the securities over which they hold investment and voting power separately from each other for purposes of Section 13 of the Act.