Filing Details

Accession Number:
0001209191-14-052440
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-14 19:01:01
Reporting Period:
2014-08-12
Filing Date:
2014-08-14
Accepted Time:
2014-08-14 18:01:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949858 Oncogenex Pharmaceuticals Inc. OGXI In Vitro & In Vivo Diagnostic Substances (2835) 954343413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442675 Daniel Scott Cormack 400-1001 W. Broadway
Vancouver A1 V6H 4B1
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-12 37,500 $0.00 102,480 No 4 M Direct
Common Stock Disposition 2014-08-13 18,341 $3.17 84,139 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2014-08-12 37,500 $0.00 37,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-09-11 No 4 M Direct
Footnotes
  1. Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
  2. Represents shares of common stock that have been sold by the issuer to satisfy the tax liability in connection with the settlement of RSUs.
  3. Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement.
  4. Pursuant to the terms of the RSU, the total underlying shares vest when certain performance criteria relating to the issuer are met.
  5. The RSUs expire 30 days from the date they vest.