Filing Details
- Accession Number:
- 0001209191-14-052397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 16:34:11
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 16:34:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059231 | Frank Gordon | 3102 West End Ave. Suite 650 Nashville TN 37203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-13 | 12,000 | $0.00 | 125,023 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-08-13 | 12,000 | $26.00 | 113,023 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-13 | 36,000 | $0.00 | 100,000 | No | 4 | J | Indirect | Held by Crofton Capital |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | Held by Crofton Capital |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,386 | Indirect | Held by The Joel Company |
Common Stock | 2,500 | Indirect | Custodial account for minor child - Gavin B. Gordon |
Common Stock | 2,500 | Indirect | Custodial account for minor child - Cameron L. Gordon |
Footnotes
- Represents the receipt of shares distributed to Mr. Gordon by Crofton Capital. Mr. Gordon is the managing partner of Crofton Capital, and disclaims beneficial ownership of the shares owned by Crofton Capital except to the extent of his pecuniary interest in those shares.
- This transaction was executed in multiple trades at prices ranging from $26.00 to $26.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Represents the distribution of shares to partners of Crofton Capital, including 12,000 shares to Mr. Gordon. Mr. Gordon is the managing partner of Crofton Capital, and disclaims beneficial ownership of the shares owned by Crofton Capital except to the extent of his pecuniary interest in those shares.