Filing Details

Accession Number:
0001209191-14-052397
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-14 16:34:11
Reporting Period:
2014-08-13
Filing Date:
2014-08-14
Accepted Time:
2014-08-14 16:34:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095565 Healthstream Inc HSTM Services-Computer Programming, Data Processing, Etc. (7370) 621443555
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1059231 Frank Gordon 3102 West End Ave.
Suite 650
Nashville TN 37203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-13 12,000 $0.00 125,023 No 4 J Direct
Common Stock Disposition 2014-08-13 12,000 $26.00 113,023 No 4 S Direct
Common Stock Disposition 2014-08-13 36,000 $0.00 100,000 No 4 J Indirect Held by Crofton Capital
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 J Indirect Held by Crofton Capital
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,386 Indirect Held by The Joel Company
Common Stock 2,500 Indirect Custodial account for minor child - Gavin B. Gordon
Common Stock 2,500 Indirect Custodial account for minor child - Cameron L. Gordon
Footnotes
  1. Represents the receipt of shares distributed to Mr. Gordon by Crofton Capital. Mr. Gordon is the managing partner of Crofton Capital, and disclaims beneficial ownership of the shares owned by Crofton Capital except to the extent of his pecuniary interest in those shares.
  2. This transaction was executed in multiple trades at prices ranging from $26.00 to $26.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. Represents the distribution of shares to partners of Crofton Capital, including 12,000 shares to Mr. Gordon. Mr. Gordon is the managing partner of Crofton Capital, and disclaims beneficial ownership of the shares owned by Crofton Capital except to the extent of his pecuniary interest in those shares.