Filing Details
- Accession Number:
- 0001127602-14-025638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 16:34:29
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 16:34:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545308 | Michael J. Bischoff | 1166 Avenue Of The Americas New York NY 10036 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-12 | 14,000 | $0.00 | 19,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-12 | 11,240 | $51.50 | 8,719 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-08-12 | 14,000 | $0.00 | 14,000 | $30.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-15 | No | 4 | M | Direct |
Footnotes
- On August 12, 2014, Mr. Bischoff exercised 14,000 options set to expire on March 15, 2015. The 11,240 shares that were sold were used to cover the exercise price and related taxes. The remaining 2,760 shares were held by Mr. Bischoff resulting in a net increase in his ownership of MMC common stock.
- These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options became exercisable on February 14, 2013, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.