Filing Details
- Accession Number:
- 0001104659-14-061090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 16:34:15
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 16:34:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492674 | T2 Biosystems Inc. | TTOO | Surgical & Medical Instruments & Apparatus (3841) | 204827488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | Planet Zanett Inc 135 E 57Th St New York NY 10022 | No | No | Yes | No | |
1250195 | Steve Elms | 888 Seventh Ave 29Th Fl New York NY 10106 | No | No | Yes | No | |
1297291 | J Dennis Purcell | Auxilium Pharmaceuticals, Inc. 160 West Germantown Pike Norristown PA 19401 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | Aisling Capital Llc 888 Seventh Avenue 30Th Floor New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | Aisling Capital Llc 888 Seventh Avenue 30Th Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-12 | 2,068,755 | $0.00 | 2,068,755 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-12 | 454,545 | $11.00 | 2,523,300 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2014-08-12 | 2,967,033 | $0.00 | 1,745,313 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2014-08-12 | 549,851 | $0.00 | 323,441 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering.
- The reportable securities are owned directly by Aisling Capital III, LP ("Aisling"), and held indirectly by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling.