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Filing Details

Accession Number:: 0001104659-14-061089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-14 16:32:54
Reporting Period:: 2014-08-12

Filing Date:: 2014-08-14
Accepted Time:: 2014-08-14 16:32:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1404912	Kkr & Co. L.p.	KKR	Investment Advice (6282)	260426107

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494539	David Sorkin	C/O Kkr &Amp; Co. L.p. 9 West 57Th Street, 42Nd Floor New York NY 10019	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Units	Acquisiton	2014-08-12	21,525	$0.00	21,525	No	4	C	Indirect	See footnote
Common Units	Disposition	2014-08-12	21,525	$22.95	0	No	4	S	Indirect	See footnote
Common Units	Acquisiton	2014-08-12	10,000	$0.00	10,000	No	4	C	Indirect	See footnote
Common Units	Disposition	2014-08-12	10,000	$22.95	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Units	KKR Holdings L.P. Units	Disposition	2014-08-12	21,525	$0.00	21,525	$0.00
Common Units	KKR Holdings L.P. Units	Disposition	2014-08-12	10,000	$0.00	10,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
340,000			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Units	KKR Holdings L.P. Units	$0.00			2,886,360	2,886,360	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,886,360	2,886,360	Direct

Footnotes

These securities are held by a limited partnership over which the Reporting Person has investment discretion.
KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P. and KKR Fund Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 3 below.
Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
These exchanges and sales were made pursuant to a Rule 10b5-1 plan.
Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $22.93 to $23.00, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $22.93 to $22.98, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
Reflects a transfer of 21,525 KKR Holdings L.P. units from the Reporting Person to the limited partnership described in footnote 1 above. This transfer, which was exempt from reporting pursuant to Rule 16a-13 under the Exchange Act, merely changed the form of the Reporting Person's pecuniary interest in such securities from direct to indirect.
These securities are held by a limited partnership (different than the limited partnership referred to in footnote 1 above), whose general partner is a limited liability company over which the Reporting Person has investment discretion. The number of units reported reflects the aggregate number of units of KKR Holdings L.P. held by the limited partnership.