Filing Details
- Accession Number:
- 0001140361-14-032844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 16:28:35
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 16:28:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235657 | Wellington Denahan | C/O: Annaly Capital Management, Inc. 1211 Avenue Of The Americas, Suite 2902 New York NY 10036 | Chairman Of Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-13 | 86,837 | $11.52 | 1,374,918 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | $17.07 | 2006-07-07 | 2015-07-07 | 150,000 | 150,000 | Direct |
Common Stock | Option to purchase Common Stock | $15.70 | 2008-05-17 | 2017-05-17 | 150,000 | 150,000 | Direct |
Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 200,000 | 200,000 | Direct |
Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-07 | 150,000 | 150,000 | Direct |
2017-05-17 | 150,000 | 150,000 | Direct |
2018-05-08 | 200,000 | 200,000 | Direct |
2018-09-19 | 200,000 | 200,000 | Direct |
Footnotes
- Options previously granted.