Filing Details
- Accession Number:
- 0001438581-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 16:34:47
- Reporting Period:
- 2010-05-04
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 16:34:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108967 | Cui Global Inc. | CUGI | Services-Advertising (7310) | 841463284 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438580 | Ned Daniel Ford | 20050 Sw 112Th Avenue Tualatin OR 97062 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-27 | 20,408 | $0.20 | 40,610 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Security | Disposition | 2010-05-04 | 1,414,141 | $0.25 | 1,414,141 | $0.25 |
Common Stock | Stock Purchase Option | Acquisiton | 2010-10-11 | 377,949 | $0.25 | 377,949 | $0.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
377,949 | 2008-05-16 | 2011-05-16 | No | 4 | D | Direct |
755,989 | 2011-10-11 | 2020-10-11 | No | 4 | A | Direct |
Footnotes
- The Reporting Person's portion of the Covertible Security, a promissory note, was forgiven in consideration for 20,202 Common shares reported 05/11/2010.
- The Stock Purchase Option was granted as an annual bonus.
- The Option vests 94,487 shares at 10/11/2011, thereafter 7,874 shares vest monthly.