Filing Details
- Accession Number:
- 0001454389-14-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 15:05:29
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 15:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1454389 | Stonegate Mortgage Corp | SGM | Mortgage Bankers & Loan Correspondents (6162) | 341194858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588901 | Sam Levinson | 9190 Priority Way West Drive, Suite 300 Indianapolis IN 46240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-13 | 21,191 | $14.05 | 1,809,779 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Represents 507,483 shares of common stock owned by Diaco Investments LP, 1,042,140 shares of common stock currently held of record by Glick Pluchenik 2011 Trust, 35,156 shares of common stock available for immediate purchase at $18.00 per share by Glick Pluchenik 2011 Trust pursuant to the exercise of a warrant to purchase common stock, and 225,000 shares of common stock owned by Chichester Fund Limited. Mr. Levinson is (i) the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP, (ii) a principal and managing partner of Glick Family Investments, a private family office located in New York, New York, which is affiliated with the Glick Pluchenik 2011 Trust, and (iii) an investment manager of Chichester Fund Limited.
Billionaire Hedge Funds
