Filing Details
- Accession Number:
- 0001225208-14-018418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-14 08:23:28
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-14
- Accepted Time:
- 2014-08-14 08:23:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182753 | P Jeffrey Julien | 880 Carillon Parkway St. Petersburg FL 33716 | Cfo, Executive Vp - Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-12 | 10,000 | $51.72 | 30,061 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,240 | Indirect | By Spouse |
Common Stock | 603 | Indirect | By spouse through ESOP |
Common Stock | 30,150 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $51.71 to $51.77.
- Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through August 11, 2014.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 11, 2014.