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Home > Insider Trading > Filing (0001140361-14-032363)

Filing Details

Accession Number:: 0001140361-14-032363
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-14 07:30:03
Reporting Period:: 2014-08-12

Filing Date:: 2014-08-14
Accepted Time:: 2014-08-14 07:30:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077771	Umpqua Holdings Corp	UMPQ	Savings Institution, Federally Chartered (6035)	931261319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1260943	Thomas H. Lee Advisors, Llc	C/O Thomas H. Lee Partners, L.p. 100 Federal Street, 35Th Floor Boston MA 02110		No	No	Yes	No
1375547	Thl Equity Advisors Vi, Llc	C/O Thomas H. Lee Partners, L.p. 100 Federal Street, 35Th Floor Boston MA 02110		No	No	Yes	No
1375663	Thomas H. Lee Parallel Fund Vi, L.p.	100 Federal Street, 35Th Floor Boston MA 02110		Yes	No	Yes	No
1375668	Thomas H. Lee Equity Fund Vi, L.p.	C/O Thomas H. Lee Partners, L.p. 100 Federal Street, 35Th Floor Boston MA 02110		No	No	Yes	No
1429870	Thomas H. Lee Parallel (Dt) Fund Vi, L.p.	100 Federal Street C/O Thomas H. Lee Partners, L.p. Boston MA 02110		No	No	Yes	No
1604098	Thl Managers Vi, Llc	C/O Thomas H. Lee Parnters, L.p. 100 Federal Street, 35Th Floor Boston MA 02110		No	No	Yes	No
1606596	Thl Sterling Equity Investors, L.p.	C/O Thomas H. Lee Parnters, L.p. 100 Federal Street, 35Th Floor Boston MA 02110		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-08-12	7,500,000	$16.16	14,148,070	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes

Footnotes

See Exhibit 99.1 for text of footnote (1).
See Exhibit 99.1 for text of footnote (2).
See Exhibit 99.1 for text of footnote (3).
See Exhibit 99.1 for text of footnote (4).