Filing Details

Accession Number:
0001415889-14-002456
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-13 17:58:50
Reporting Period:
2014-08-11
Filing Date:
2014-08-13
Accepted Time:
2014-08-13 17:58:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412486 Cocrystal Pharma Inc. COCP Pharmaceutical Preparations (2834) 205978559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Blvd.
Miami FL 33137
No No No No
1380896 Trust Investments Gamma Frost 4400 Biscayne Blvd.
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-11 45,000 $0.29 12,276,525 No 4 P Indirect By Frost Gamma Investments Trust
Common Stock Acquisiton 2014-08-12 66,200 $0.29 12,342,725 No 4 P Indirect By Frost Gamma Investments Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Frost Gamma Investments Trust
No 4 P Indirect By Frost Gamma Investments Trust
Footnotes
  1. The weighted average price was $0.2891. These shares were purchased in multiple transactions ranging from $0.285 to $0.29, inclusive. The reporting person undertakes to provide to Cocrystal Pharma, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Since the reporting person's last report, 3,591,335 shares previously held by The Frost Group, LLC., a limited liability company of which Frost Gamma Investments Trust is a principal member, have been distributed and are now owned by Frost Gamma Investments Trust.
  3. These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. The weighted average price was $0.2930. These shares were purchased in multiple transactions ranging from $0.2889 to $0.30, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.