Filing Details
- Accession Number:
- 0001140361-14-032304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-13 17:37:22
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-13
- Accepted Time:
- 2014-08-13 17:37:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899629 | Acadia Realty Trust | AKR | Real Estate Investment Trusts (6798) | 232715194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219735 | F Kenneth Bernstein | C/O Acadia Realty Trust 1311 Mamaroneck Avenue, Suite 260 White Plains NY 10605 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest - $.001 Par Value | Acquisiton | 2014-08-12 | 25,000 | $0.00 | 415,327 | No | 4 | C | Direct | |
| Common Shares Of Beneficial Interest - $.001 Par Value | Disposition | 2014-08-12 | 51,300 | $28.41 | 364,027 | No | 4 | S | Direct | |
| Common Shares Of Beneficial Interest - $.001 Par Value | Acquisiton | 2014-08-13 | 25,000 | $0.00 | 389,027 | No | 4 | C | Direct | |
| Common Shares Of Beneficial Interest - $.001 Par Value | Disposition | 2014-08-13 | 48,700 | $28.39 | 340,327 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Operating Partnership Units | Limited Partnership Units | Disposition | 2014-08-12 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Operating Partnership Units | Acquisiton | 2014-08-12 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Operating Partnership Units | Disposition | 2014-08-12 | 25,000 | $0.00 | 25,000 | $0.00 |
| Operating Partnership Units | Limited Partnership Units | Disposition | 2014-08-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Operating Partnership Units | Acquisiton | 2014-08-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Operating Partnership Units | Disposition | 2014-08-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 801,335 | No | 4 | C | Direct | ||
| 168,639 | No | 4 | C | Direct | ||
| 143,639 | No | 4 | C | Direct | ||
| 776,335 | No | 4 | C | Direct | ||
| 168,639 | No | 4 | C | Direct | ||
| 143,639 | No | 4 | C | Direct |
Footnotes
- These limited partnership units ("LTIP Units") in Acadia Realty Limited Partnership ("ARLP") represent a portion of the LTIPs that were granted to Mr. Bernstein which vested in accordance with the terms of each grant. The LTIPs are exchangeable on a 1:1 basis for common operating partnership units of ARLP ("OP Units") which, in turn, are exchangeable on a 1:1 basis for common shares of beneficial interest of Acadia Realty Trust. There is no expiration date for the conversion of LTIP Units or OP Units.
- These shares were sold in 16 separate sales transactions at a weighted average sales price of $28.41. The actual price at which these shares were sold range from $28.32 to $28.50 per share. Mr. Bernstein will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
- These shares were sold in 11 separate sales transactions at a weighted average sales price of $28.39. The actual price at which these shares were sold range from $28.36 to $28.42 per share. Mr. Bernstein will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
- This number represents the total number of vested, common shares held by Mr. Bernstein.
- This number represents the total number of LTIPs held by Mr. Bernstein after the conversion of LTIPs to OP Units.
- This number represents the total number of OP Units held by Mr. Bernstein after the conversion of LTIPs to OP Units.
- This number represents the number of OP Units held by Mr. Bernstein after the converstion of OP Units to common shares.
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