Filing Details
- Accession Number:
- 0001209191-14-052204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-13 18:15:12
- Reporting Period:
- 2014-08-11
- Filing Date:
- 2014-08-13
- Accepted Time:
- 2014-08-13 17:15:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330575 | C Anna Catalano | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Acquisiton | 2014-08-11 | 2,440 | $0.00 | 15,585 | No | 4 | A | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2014-08-12 | 1,160 | $40.84 | 14,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Comprised of 2,440 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer. The RSUs shall vest in full on August 11, 2015.
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2013 to cover taxes incurred on the vesting of RSUs.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $40.78 to $40.90 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes 2,440 RSUs noted in footnote (1) and 1,361 vested RSUs with a deferred settlement no later than January 2, 2017, and gives effect to vests of RSUs granted in August 2013.