Filing Details
- Accession Number:
- 0001140361-14-032143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-13 14:19:24
- Reporting Period:
- 2014-08-11
- Filing Date:
- 2014-08-13
- Accepted Time:
- 2014-08-13 14:19:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615977 | Ltd. Enterprises Shtard | P.o.box 957, Offshore Incorporations Ctr Road Town, Tortola D8 VG1110 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-29 | 4,000,000 | $0.33 | 12,000,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-08-11 | 8,000,000 | $0.33 | 12,000,000 | No | 4 | O | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | O | Direct |
Footnotes
- Pursuant to the Stock Purchase Agreement between Ascent Solar Technologies, Inc. (the "Company") dated July 29, 2014 (the "Agreement"), the reporting person purchased 4,000,000 shares of common stock of the Company and was granted an immediately exercisable, until August 15, 2014, option to purchase an additional 8,000,000 shares of common stock of the Company. The Agreement was filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed July 31, 2014. On August 11, 2014, the reporting person exercised this option and now is the owner of 12,000,000 shares of common stock of the Company.
Billionaire Hedge Funds
