Filing Details
- Accession Number:
- 0001140361-14-031979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-12 19:16:53
- Reporting Period:
- 2014-08-08
- Filing Date:
- 2014-08-12
- Accepted Time:
- 2014-08-12 19:16:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1416792 | Relypsa Inc | RLYP | Pharmaceutical Preparations (2834) | 260893742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591468 | Wilhelm Stahl | C/O Relypsa, Inc. 700 Saginaw Drive Redwood City CA 94063 | Svp, Pharmaceutical Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-08 | 41,299 | $3.96 | 41,299 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-08-08 | 8,001 | $3.96 | 49,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-08 | 49,300 | $25.09 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-08-08 | 41,299 | $0.00 | 41,299 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-08-08 | 8,001 | $0.00 | 8,001 | $3.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,050 | 2021-09-13 | No | 4 | M | Direct | |
60,278 | 2022-09-27 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.31, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 13, 2011 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 19, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.