Filing Details
- Accession Number:
- 0001104659-14-060031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-12 18:46:40
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-12
- Accepted Time:
- 2014-08-12 18:46:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1265131 | Hilltop Holdings Inc. | HTH | State Commercial Banks (6022) | 841477939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509380 | Todd Salmans | 200 Crescent Court, Suite 1330 Dallas TX 75201 | Primelending Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-05 | 1,699 | $0.00 | 0 | No | 4 | I | Indirect | By ESOP |
Common Stock | Disposition | 2014-08-11 | 10,000 | $20.05 | 53,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | I | Indirect | By ESOP |
No | 4 | S | Direct |
Footnotes
- Pursuant to Rule 16a-3(g)(3), represents the date on which the trustee of the Plains Capital Corporation Employee Stock Ownership Plan (the "ESOP") informed the reporting person that certain of the shares allocated to the account of the reporting person were first sold.
- On August 5, 2014, in connection with the termination of the ESOP, the ESOP trustee began selling all of the shares of Hilltop Holdings Inc. held for the account of persons, including the reporting person, who elected to receive their distributions in cash. Such shares are being sold over a period of up to sixty days (the "Sale Window"). The price of the shares sold will be determined by averaging the sale price of all shares sold on behalf of ESOP participants who elected to receive their distributions in cash over the Sale Window, and, consequently, is not calculable at this time.
- Represents the total number of shares for which the reporting person elected to receive a cash distribution, which are being sold over the Sale Window.