Filing Details

Accession Number:
0001104659-14-060031
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-12 18:46:40
Reporting Period:
2014-08-05
Filing Date:
2014-08-12
Accepted Time:
2014-08-12 18:46:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509380 Todd Salmans 200 Crescent Court, Suite 1330
Dallas TX 75201
Primelending Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-05 1,699 $0.00 0 No 4 I Indirect By ESOP
Common Stock Disposition 2014-08-11 10,000 $20.05 53,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 I Indirect By ESOP
No 4 S Direct
Footnotes
  1. Pursuant to Rule 16a-3(g)(3), represents the date on which the trustee of the Plains Capital Corporation Employee Stock Ownership Plan (the "ESOP") informed the reporting person that certain of the shares allocated to the account of the reporting person were first sold.
  2. On August 5, 2014, in connection with the termination of the ESOP, the ESOP trustee began selling all of the shares of Hilltop Holdings Inc. held for the account of persons, including the reporting person, who elected to receive their distributions in cash. Such shares are being sold over a period of up to sixty days (the "Sale Window"). The price of the shares sold will be determined by averaging the sale price of all shares sold on behalf of ESOP participants who elected to receive their distributions in cash over the Sale Window, and, consequently, is not calculable at this time.
  3. Represents the total number of shares for which the reporting person elected to receive a cash distribution, which are being sold over the Sale Window.