Filing Details
- Accession Number:
- 0001181431-14-028956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-12 16:28:41
- Reporting Period:
- 2014-08-11
- Filing Date:
- 2014-08-12
- Accepted Time:
- 2014-08-12 16:28:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Senior Vp, Pega Consulting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-11 | 15,000 | $0.00 | 41,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-11 | 6,802 | $23.00 | 35,152 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-08-11 | 8,198 | $22.99 | 26,954 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options - Right to Acquire | Disposition | 2014-08-11 | 15,000 | $0.00 | 40,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares withheld by the Company to pay the exercise price of the Stock Option referenced in Table II and applicable payroll taxes.
- Represents the weighted average of sale prices on 8/11/2014, ranging from $22.99 to $23.01.
- This exercise price was previously reported as $8.67 but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
- Options vested 20% on December 8, 2006 and the remaining 80% vested in equal quarterly installments over the next four years.
- This stock option grant was previously reported as 20,000 shares but has been adjusted to reflect the 2-for-1 forward stock split that occurred on April 1, 2014.
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