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Home > Insider Trading > Filing (0001238284-14-000003)

Filing Details

Accession Number:: 0001238284-14-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-11 16:46:59
Reporting Period:: 2014-08-08

Filing Date:: 2014-08-11
Accepted Time:: 2014-08-11 16:46:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321741	Gladstone Investment Corporation	GAIN	()	830423116

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238284	Lee Terry Brubaker	1521 Westbranch Drive Suite 100 Mclean VA 22102	Chief Operating Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-08	40,000	$7.33	202,453	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,281	Indirect	By spouse

Footnotes

Mr. Brubaker disclaims any and all beneficial ownership of the shares held by his spouse. Inclusion of such shares in this report shall not be deemed an admission that Mr. Brubaker is an owner of such shares for purposes of Section 16 or for any other purpose.