Filing Details
- Accession Number:
- 0001225208-14-018278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-11 15:16:23
- Reporting Period:
- 2014-08-07
- Filing Date:
- 2014-08-11
- Accepted Time:
- 2014-08-11 15:16:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183694 | Fernando Ruiz | 2030 Dow Center Midland MI 48674 | Corporate Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2014-08-07 | 35,000 | $52.00 | 22,510 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 7,521 | Indirect | By 401(k) Plan |
Common | 2,965 | Indirect | By 401(k) Plan ESOP |
Common | 123,076 | Indirect | By Trust |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 30, 2014.
- The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $52.00 to $52.005. Full information regarding the aggregated transactions will be made available upon request.
- The total of direct and indirect holdings reflects the following: change in form of ownership of 35,000 shares transferred from Reporting Person's trust to direct holdings.