Filing Details
- Accession Number:
- 0001490906-14-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-08 16:24:28
- Reporting Period:
- 2014-08-07
- Filing Date:
- 2014-08-08
- Accepted Time:
- 2014-08-08 16:24:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490906 | Capitol Federal Financial Inc | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567719 | G. James Morris | C/O Capitol Federal Financial, Inc. 700 Kansas Avenue Topeka KS 66603 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Cffn Common Stock | Acquisiton | 2014-08-07 | 3,000 | $11.96 | 11,790 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Cffn Common Stock | CFFN Non-qualified Stock Ooption | $12.04 | 2028-11-25 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-11-25 | 15,000 | 15,000 | Direct |
Footnotes
- 3,750 options vested or will vest on January 10, 2014, January 10, 2015, January 10, 2016 and January 10, 2017.