Filing Details
- Accession Number:
- 0001181431-14-028601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 19:01:02
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 19:01:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322705 | Spansion Inc. | CODE | Semiconductors & Related Devices (3674) | 300177542 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228620 | Thomas Clifton Weatherford | 915 Deguigne Drive Sunnyvale CA 94085-3836 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-08-05 | 5,529 | $19.15 | 15,447 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2014-08-06 | 4,447 | $18.96 | 11,000 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-08-06 | 5,000 | $10.51 | 16,000 | No | 4 | X | Direct | |
| Class A Common Stock | Disposition | 2014-08-06 | 5,000 | $18.92 | 11,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-08-06 | 5,000 | $0.00 | 50,000 | $10.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2017-05-10 | No | 4 | X | Direct |
Footnotes
- The price reported in Table 1, Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.94 to $18.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 1 to this Form 4.
- The price reported in Table 1, Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.90 to $18.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnote 2 to this Form 4.
- The option will vest quarterly over three (3) years from the May 10, 2010 date of grant.
Billionaire Hedge Funds
