Filing Details

Accession Number:
0001140361-11-001838
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-07 12:51:18
Reporting Period:
2011-01-05
Filing Date:
2011-01-07
Accepted Time:
2011-01-07 12:51:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707511 Regenerx Biopharmaceuticals Inc RGRX.OB Pharmaceutical Preparations (2834) 521253406
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1163608 Paolo Cavazza Via Tesserete 10
Lugano V8 0000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-05 1,296,297 $0.27 9,711,407 No 4 P Indirect Indirect
Common Stock Acquisiton 2011-01-05 925,926 $0.27 12,937,111 No 4 P Indirect Indirect
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Indirect
No 4 P Indirect Indirect
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 518,519 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 22,601 $4.06
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 22,601 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 333,333 $2.75
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 333,333 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 500,000 $1.60
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 500,000 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 372,552 $1.74
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 372,552 $0.38
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 370,370 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 256,148 $4.06
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 256,148 $0.38
Common Stock Common Stock Warrant (right to buy) Disposition 2011-01-05 1 $0.00 333,333 $2.75
Common Stock Common Stock Warrant (right to buy) Acquisiton 2011-01-05 1 $0.00 333,333 $0.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2011-07-07 2016-01-07 No 4 J Indirect
0 2011-03-16 No 4 J Indirect
1 2011-12-31 No 4 J Indirect
0 2011-12-21 No 4 J Indirect
2 2011-12-31 No 4 J Indirect
0 2010-12-31 No 4 J Indirect
3 2011-12-31 No 4 J Indirect
0 2011-12-31 No 4 J Indirect
4 2011-12-31 No 4 J Indirect
1 2011-07-07 2016-01-07 No 4 J Indirect
0 2011-03-16 No 4 J Indirect
1 2011-12-31 No 4 J Indirect
0 2011-12-21 No 4 J Indirect
2 2011-12-31 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 984,615 Indirect Indirect
Footnotes
  1. 1,219,512 of these shares were acquired by Chaumiere Consultadoria e Servicos SDC Unipessoal L.d.a. ("Chaumiere") on October 8, 2009 pursuant to a purchase agreement dated as of September 30, 2009 with the Issuer that provides that the Issuer, rather than the holder, has all voting rights in respect of the shares through September 30, 2012, and that the holder may not transfer the shares through September 30, 2012 except for transfers to Affiliates (as defined therein). 1,052,631 of these shares were acquired by Chaumiere on April 13, 2009 pursuant to a purchase agreement with the Issuer that provides that the Issuer, rather than the holder, has all voting rights in respect of the shares through April 30, 2012, and that Chaumiere may not transfer the shares through April 30, 2012 except for transfers to Affiliates (as defined therein).
  2. 1,034,482 of these shares were acquired on December 10, 2008 pursuant to a purchase agreement with the Issuer that provides that the Issuer, rather than Chaumiere, has all voting rights in respect of such shares through December 31, 2011, and that Chaumiere may not transfer such shares through December 31, 2011 except for transfers to Affiliates (as defined therein). On June 29, 2010, Chaumiere merged with and into Sinaf S.A. ("Sinaf"), its direct parent, which is a direct wholly-owned subsidiary of Aptafin S.p.A. ("Aptafin"). Aptafin is owned by Paolo Cavazza and members of his family.
  3. Securities directly owned by Sinaf.
  4. Securities directly owned by Defiante Farmaceutica S.A. ("Defiante"). Defiante is 58% directly owned by Sigma Tau Finanziaria S.p.A. ("Sigma Tau") and 42% directly owned by Sigma Tau's wholly-owned subsidiary, Sigma Tau International S.A. Paolo Cavazza directly and indirectly owns 38% of Sigma Tau.
  5. Securities directly owned by Sigma Tau.
  6. The Warrant was issued by the Issuer to the holder in consideration of the holders's purchase of Common Stock.
  7. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on September 16, 2006.
  8. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on December 21, 2006.
  9. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on February 29, 2008.
  10. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on December 10, 2008.
  11. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on September 16, 2006.
  12. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the issuance of a replacement warrant. The warrant became exercisable on December 21, 2006.