Filing Details

Accession Number:
0001387131-14-002755
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-07 18:19:47
Reporting Period:
2014-08-05
Filing Date:
2014-08-07
Accepted Time:
2014-08-07 18:19:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Investment Corp FSIC () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438253 C. Michael Forman C/O Fs Investment Corp.
Cira Centre 2929 Arch Street, Suite 675
Philadelphia PA 19104
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-05 26,305 $10.35 75,451 No 4 P Indirect By Franklin Square Holdings, L.P.
Common Stock Acquisiton 2014-08-05 7,500 $10.35 17,992 No 4 P Indirect By FSIC Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Franklin Square Holdings, L.P.
No 4 P Indirect By FSIC Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,607 Indirect By Trust
Common Stock 9,227 Indirect By Spouse
Common Stock 2,319 Indirect By Trust FBO Minor Children
Common Stock 8,186 Indirect In 401(k) account
Common Stock 124,497 Direct
Footnotes
  1. These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. on June 12, 2014 in multiple transactions at prices ranging from $10.33 to $10.35, inclusive. The price reported in Column 4 is a weighted average price. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to Form 4.
  2. These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by FSIC Holdings, LLC on June 12, 2014 in multiple transactions at prices ranging from $10.33 to $10.35, inclusive. The price reported in Column 4 is a weighted average price. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to Form 4.
  3. Includes shares received through stock distributions and shares purchased through reinvested dividends.