Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000018230-14-000313)

Filing Details

Accession Number:: 0000018230-14-000313
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-07 17:34:33
Reporting Period:: 2014-08-05

Filing Date:: 2014-08-07
Accepted Time:: 2014-08-07 17:34:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171780	J Edward Rapp	100 N.e. Adams Street Peoria IL 61629	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-05	30,000	$45.64	99,794	No	4	M	Direct
Common Stock	Disposition	2014-08-05	10,614	$101.71	89,180	No	4	F	Direct
Common Stock	Disposition	2014-08-05	15,000	$101.01	74,180	No	4	S	Direct
Common Stock	Disposition	2014-06-26	1,500	$0.00	72,680	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	5	G	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2014-08-05	30,000	$0.00	30,000	$45.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-02-18	2015-02-18	No	4	M	Direct