Filing Details
- Accession Number:
- 0000018230-14-000311
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 17:07:56
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 17:07:56
- Original Submission Date:
- 2014-05-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171780 | J Edward Rapp | 100 N.e. Adams Street Peoria IL 61629 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-06 | 15,000 | $45.64 | 80,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 10,534 | $104.04 | 69,794 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-05-06 | 15,000 | $45.64 | 84,794 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 15,000 | $103.99 | 69,794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- This amended Form 4 is being filed to correct the number of shares beneficially owned following each of the reported transactions.
Billionaire Hedge Funds
