Filing Details
- Accession Number:
- 0001181431-14-028587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 17:05:22
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 17:05:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453589 | Travis Karr | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Gm Enterprise Storage Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-05 | 4,082 | $6.85 | 224,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-05 | 19,391 | $6.85 | 204,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-08-05 | 50,300 | $0.00 | 50,300 | $6.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,300 | 2015-08-05 | 2024-08-05 | No | 4 | A | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $ 6.80 to $ 6.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $ 6.79 to $ 6.89 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2014.
- One-fourth of the shares subject to the option vest on August 5, 2015 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
