Filing Details
- Accession Number:
- 0001181431-14-028565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 17:29:59
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 16:29:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483616 | F James Brashear | 2711 N. Haskell Avenue Suite 2200 Dallas TX 75204 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-05 | 3,309 | $3.60 | 54,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 9,000 | $2.49 | 63,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 9,000 | $3.60 | 54,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-07 | 7,500 | $2.93 | 61,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-07 | 7,500 | $3.70 | 54,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2014-08-05 | 9,000 | $0.00 | 9,000 | $2.49 |
| Common Stock | Common Stock Option | Disposition | 2014-08-07 | 7,500 | $0.00 | 7,500 | $2.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-07-25 | No | 4 | M | Direct | |
| 0 | 2022-03-07 | No | 4 | M | Direct |
Footnotes
- Grant of 18,000 options on July 26, 2012 vested pro-rata and quarterly over four years.
- Grant of 20,000 options on March 8, 2012 vested pro-rata and quarterly over three years.
Billionaire Hedge Funds
