Filing Details
- Accession Number:
- 0001140361-11-001833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 12:12:01
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 12:12:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCI | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247187 | E Patrick Beans | C/O National Research Corporation 1245 Q Street Lincoln NE 68508 | Cfo And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-21 | 3,500 | $34.50 | 55,806 | No | 4 | S | Indirect | As trustee of trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee of trusts |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-01-05 | 8,124 | $0.00 | 8,124 | $32.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,124 | 2021-01-05 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Indirect | As custodian for children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $16.10 | 2014-01-05 | 12,121 | 12,121 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $15.46 | 2015-01-05 | 13,884 | 13,884 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $17.25 | 2016-01-05 | 13,066 | 13,066 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $22.87 | 2017-01-05 | 9,855 | 9,855 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $26.50 | 2018-01-04 | 9,906 | 9,906 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $28.51 | 2019-01-05 | 9,207 | 9,207 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $21.65 | 2020-01-05 | 12,125 | 12,125 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-05 | 12,121 | 12,121 | Direct |
| 2015-01-05 | 13,884 | 13,884 | Direct |
| 2016-01-05 | 13,066 | 13,066 | Direct |
| 2017-01-05 | 9,855 | 9,855 | Direct |
| 2018-01-04 | 9,906 | 9,906 | Direct |
| 2019-01-05 | 9,207 | 9,207 | Direct |
| 2020-01-05 | 12,125 | 12,125 | Direct |
Footnotes
- This option becomes fully exercisable on January 5, 2016.
- This option became fully exercisable on January 5, 2009.
- This option became fully exercisable on January 5, 2010.
- This option became fully exercisable on January 5, 2011.
- This option becomes fully exercisable on January 5, 2012.
- This option becomes fully exercisable on January 4, 2013.
- This option becomes fully exercisable on January 5, 2014.
- This option becomes fully exercisable on January 5, 2015.
Billionaire Hedge Funds
