Filing Details
- Accession Number:
- 0001209191-11-002384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-07 12:02:08
- Reporting Period:
- 2011-01-06
- Filing Date:
- 2011-01-07
- Accepted Time:
- 2011-01-07 12:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836429 | Synergetics Usa Inc | SURG | Electromedical & Electrotherapeutic Apparatus (3845) | 205715943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455802 | M David Hable | 3845 Corporate Centre Drive O'Fallon MO 63368 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-06 | 32,000 | $1.00 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-06 | 6,417 | $1.37 | 38,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-06 | 17,000 | $4.88 | 21,417 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2011-01-06 | 32,000 | $0.00 | 32,000 | $1.00 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-01-06 | 6,417 | $0.00 | 6,417 | $1.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,000 | 2019-01-28 | No | 4 | M | Direct | |
| 28,583 | 2019-12-18 | No | 4 | M | Direct |
Footnotes
- The stock option vests quarterly over twelve quarters from the grant date, January 28, 2009.
- The stock option was granted pursuant to the Amended and Restated Synergetics USA, Inc. 2001 Stock Plan.
- The stock option vests in five equal annual installments, with the first installment vesting on the first anniversary of the grant date. The grant date was December 18, 2009.
Billionaire Hedge Funds
