Filing Details
- Accession Number:
- 0001140361-14-031194
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 13:17:05
- Reporting Period:
- 2014-08-04
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 13:17:05
- Original Submission Date:
- 2014-08-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141240 | Liquidmetal Technologies Inc | LQMT | Chemicals & Allied Products (2800) | 330264467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201414 | W Thomas Steipp | Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita CA 92688 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-04 | 400,000 | $0.22 | 6,810,893 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-05 | 100,000 | $0.22 | 6,710,893 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sale is being made pursuant to a trading plan previously adopted under SEC Rule 10b5-1 by the reporting person on March 31, 2014 (the "Trading Plan"). The Trading Plan was adopted by the reporting person to enable the reporting person to satisfy tax liabilities associated with the vesting of shares of restricted stock previously granted to the reporting person by Liquidmetal Technologies, Inc. in August 2010. The Trading Plan provides for the sale of 500,000 shares on August 4, 2014.This Amendment is being filed for the sole purpose of adding Footnote 1. No other changes are being made to the original Form 4.
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