Filing Details
- Accession Number:
- 0001181431-14-028521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-07 12:43:11
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-07
- Accepted Time:
- 2014-08-07 12:43:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267813 | Marinus Pharmaceuticals Inc | MRNS | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1211465 | P L Vi Partners Venture Sofinnova | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1294340 | Alain Azan | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1312272 | Sofinnova Venture Affiliates Vi Lp | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1362314 | Eric Buatois | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1397188 | Sofinnova Management Vi, L.l.c. | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1397189 | Sofinnova Venture Partners Vi Gmbh & Co. Kg | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1590102 | Anand Mehra | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-05 | 494,161 | $0.00 | 494,161 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 97,907 | $0.00 | 97,907 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 6,736 | $0.00 | 6,736 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 322,913 | $0.00 | 817,074 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 63,978 | $0.00 | 161,885 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 4,402 | $0.00 | 11,138 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 317,777 | $0.00 | 1,134,851 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 62,960 | $0.00 | 224,845 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 4,332 | $0.00 | 15,470 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 724,788 | $8.00 | 1,859,639 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 13,367 | $8.00 | 238,212 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-08-05 | 12,528 | $8.00 | 27,998 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-08-05 | 3,212,038 | $0.00 | 494,161 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2014-08-05 | 636,393 | $0.00 | 97,907 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2014-08-05 | 43,785 | $0.00 | 6,736 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-08-05 | 2,098,937 | $0.00 | 322,913 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-08-05 | 415,857 | $0.00 | 63,978 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-08-05 | 28,612 | $0.00 | 4,402 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-08-05 | 2,065,553 | $0.00 | 317,777 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-08-05 | 409,241 | $0.00 | 62,960 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-08-05 | 28,156 | $0.00 | 4,332 | $0.00 |
Common Stock | Preferred Stock Warrant (right to buy) | Disposition | 2014-08-05 | 524,734 | $0.00 | 80,728 | $10.86 |
Common Stock | Preferred Stock Warrant (right to buy) | Disposition | 2014-08-05 | 103,964 | $0.00 | 15,994 | $10.86 |
Common Stock | Preferred Stock Warrant (right to buy) | Disposition | 2014-08-05 | 7,153 | $0.00 | 1,100 | $10.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2019-04-07 | No | 4 | J | Indirect | |
0 | 2019-04-07 | No | 4 | J | Indirect | |
0 | 2019-04-07 | No | 4 | J | Indirect |
Footnotes
- The reported securities automatically converted into shares of common stock upon the closing of the Issuer's initial public offering for no additional consideration and had no expiration.
- Shares are held by Sofinnova Venture Partners VI, L.P. ("SVP VI"). Sofinnova Management VI, L.L.C. ("SM VI") is the general partner of SVP VI and James I. Healy ("Healy"), Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SM VI, and Anand Mehra ("Mehra"), a director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
- Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SVP KG"). SM VI is the managing limited partner of SVP KG, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
- Shares are held by Sofinnova Venture Affiliates VI, L.P. ("SVA VI"). SM VI is the general partner of SVA VI, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
- This warrant is immediately exercisable. The shares above reflect the total shares underlying the warrant.
- Upon the closing of the Issuer's initial public offering, this warrant was terminated pursuant to its terms for no additional consideration.