Filing Details
- Accession Number:
- 0001127602-14-024889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 17:26:59
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 17:26:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808362 | Baker Hughes Inc | BHI | Oil & Gas Field Machinery & Equipment (3533) | 760207995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588503 | C Maria Borras | 2929 Allen Parkway, Suite 2100 Houston TX 77019 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,203 | $68.82 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 2,600 | $49.17 | 2,611 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 2,600 | $68.72 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 3,700 | $62.32 | 3,711 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,700 | $68.71 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 3,042 | $47.44 | 3,053 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,042 | $68.66 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 3,678 | $39.30 | 3,689 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,678 | $68.60 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 3,026 | $45.21 | 3,037 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,026 | $68.57 | 11 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-08-05 | 3,398 | $47.75 | 3,409 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-08-05 | 3,398 | $68.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 2,600 | $0.00 | 2,600 | $49.17 |
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 3,700 | $0.00 | 3,700 | $62.32 |
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 3,042 | $0.00 | 3,042 | $47.44 |
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 3,678 | $0.00 | 3,678 | $39.30 |
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 3,026 | $0.00 | 3,026 | $45.21 |
| Common Stock, $1.00 Par Value | Stock Option (Right to Buy) | Disposition | 2014-08-05 | 3,398 | $0.00 | 3,398 | $47.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-07-21 | No | 4 | M | Direct | |
| 0 | 2021-01-26 | No | 4 | M | Direct | |
| 3,042 | 2022-01-25 | No | 4 | M | Direct | |
| 3,678 | 2022-07-16 | No | 4 | M | Direct | |
| 6,053 | 2023-01-24 | No | 4 | M | Direct | |
| 6,798 | 2023-07-24 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8201 - $68.83, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.72 - $68.7201, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.71 - $68.7162, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.65 - $68.68, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.59 - $68.62, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.55 - $68.59, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Share balance has been reduced by 10.971 shares which were voluntarily and erroneously reported on January 2, 2014, as shares acquired pursuant to the Company's Dividend Reinvestment Plan.
- Option vested/vests in three equal annual installments beginning on the date of grant.
Billionaire Hedge Funds
