Filing Details
- Accession Number:
- 0001209191-14-050866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 16:25:59
- Reporting Period:
- 2014-08-04
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 16:25:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514114 | P Vincent Pangrazio | 2315 N. First Street San Jose CA 95131 | Svp,Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-04 | 3,325 | $47.08 | 12,275 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on November 19, 2013.
- Shares were sold ranging from $46.91 per share to $47.40 per share.
- Include 813 shares of Restricted Stock Units (RSUs) vested on July 31, 2014. As reported on Form 4 dated March 26, 2013, the reporting person received a grant of 13,000 RSUs on March 22, 2013 pursuant to Cavium's 2007 Equity Incentive Plan. 1/16th of the RSUs vested on April 30, 2013, and 1/16th will vest on the last day of the first month of each of the calendar quarter thereafter. This RSU grant was reported in Table 1 of Form 4 dated March 26, 2013.
Billionaire Hedge Funds
