Filing Details
- Accession Number:
- 0001140361-14-031039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 16:11:07
- Reporting Period:
- 2014-08-06
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 16:11:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1581720 | Loxo Oncology Inc. | LOXO | Pharmaceutical Preparations (2834) | 462996673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1120478 | Md A Dov Goldstein | C/O Loxo Oncology, Inc. One Landmark Square, Suite 1122 Stamford CT 06901 | Cfo And Treasurer | Yes | Yes | Yes | No |
1172252 | N Andrew Schiff | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1250195 | Steve Elms | 888 Seventh Avenue 30Th Floor New York NY 10106 | Yes | No | Yes | No | |
1297291 | J Dennis Purcell | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | Aisling Capital Llc 888 Seventh Avenue 30Th Floor New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | Aisling Capital Llc 888 Seventh Avenue 30Th Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-06 | 2,850,709 | $0.00 | 3,039,416 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-08-06 | 413,077 | $13.00 | 3,452,493 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-08-06 | 2,343,749 | $0.00 | 2,343,749 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-08-06 | 506,960 | $0.00 | 506,960 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- In connection with the consummation of the Issuer's initial public offering on August 6, 2014, each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration. All shares of Common Stock issued upon conversion were aggregated.
- The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Mr. Elms is a member of the Issuer's Board of Directors. Dr. Joshua Bilenker, the Issuer's President and Chief Executive Officer, and Dr. Dov Goldstein, the Issuer's Chief Financial Officer and Treasurer, are each a member of the Issuer's Board of Directors and an Operating Partner of Aisling GP. Mr. Elms and Dr. Goldstein are members of the investment committee (the "Investment Committee") of Aisling GP. The Investment Committee has voting and dispositive power over the shares held by Aisling.
- None.