Filing Details
- Accession Number:
- 0001209191-14-050849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 16:06:59
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 16:06:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451047 | Lisa Westlake | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Svp & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-05 | 11,380 | $26.78 | 41,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 11,380 | $87.53 | 30,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 8,284 | $30.01 | 38,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 8,284 | $87.53 | 30,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 5,150 | $38.07 | 35,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 5,150 | $87.52 | 30,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 29,300 | $21.01 | 59,337 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 29,300 | $87.54 | 30,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 4,301 | $25.37 | 34,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 4,301 | $87.53 | 30,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-05 | 5,680 | $41.69 | 35,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-05 | 5,680 | $87.53 | 30,037 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 11,380 | $0.00 | 11,380 | $26.78 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 8,284 | $0.00 | 8,284 | $30.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 5,150 | $0.00 | 5,150 | $38.07 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 29,300 | $0.00 | 29,300 | $21.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 4,301 | $0.00 | 4,301 | $25.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-08-05 | 5,680 | $0.00 | 5,680 | $41.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
| 0 | 2009-02-12 | 2018-02-12 | No | 4 | M | Direct |
| 0 | 2009-12-16 | 2018-12-16 | No | 4 | M | Direct |
| 0 | 2010-02-10 | 2019-02-10 | No | 4 | M | Direct |
| 0 | 2006-02-22 | 2015-02-22 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$87.05 to $87.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.88. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.50 to $87.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.06 to $87.88. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
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