Filing Details
- Accession Number:
- 0001374463-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 16:03:01
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 16:03:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143513 | Gladstone Capital Corp | GLAD | () | 542040781 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374463 | L Robert Marcotte | 1521 Westbranch Dr. Suite 100 Mclean VA 22102 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-05 | 11,400 | $9.51 | 65,865 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.46 to $9.55, inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.