Filing Details

Accession Number:
0001437749-14-014363
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-06 12:20:32
Reporting Period:
2013-08-20
Filing Date:
2014-08-06
Accepted Time:
2014-08-06 11:20:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615289 Shuwen Huai 3 Carlisle Drive
Old Brookville NY 11545
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-20 6,073 $1.00 9,387,477 No 4 S Direct
Common Stock Disposition 2013-08-21 141,755 $1.01 9,245,722 No 4 S Direct
Common Stock Disposition 2013-08-26 22,812 $1.02 9,222,910 No 4 S Direct
Common Stock Disposition 2013-08-27 29,360 $1.00 9,193,550 No 4 S Direct
Common Stock Disposition 2013-09-16 8,694 $1.25 9,184,856 No 4 S Direct
Common Stock Disposition 2013-09-16 18,000 $1.14 9,166,856 No 4 S Direct
Common Stock Disposition 2013-09-26 10,000 $1.41 9,156,856 No 4 S Direct
Common Stock Disposition 2013-10-10 10,059 $1.37 9,146,797 No 4 S Direct
Common Stock Disposition 2013-10-17 10,000 $1.37 9,136,797 No 4 S Direct
Common Stock Disposition 2013-10-18 3,400 $1.38 9,133,397 No 4 S Direct
Common Stock Disposition 2013-10-21 10,000 $1.37 9,123,397 No 4 S Direct
Common Stock Disposition 2013-10-23 10,000 $1.32 9,113,397 No 4 S Direct
Common Stock Disposition 2013-10-24 10,000 $1.32 9,103,397 No 4 S Direct
Common Stock Disposition 2013-10-31 20,000 $1.45 9,083,397 No 4 S Direct
Common Stock Disposition 2013-11-01 23,101 $1.54 9,060,296 No 4 S Direct
Common Stock Disposition 2013-11-04 18,002 $1.52 9,042,294 No 4 S Direct
Common Stock Disposition 2013-11-05 10,000 $1.66 9,032,294 No 4 S Direct
Common Stock Disposition 2013-11-05 10,000 $1.47 9,022,294 No 4 S Direct
Common Stock Disposition 2013-11-06 28,744 $1.65 8,993,550 No 4 S Direct
Common Stock Disposition 2014-03-20 4,200 $1.62 8,989,350 No 4 S Direct
Common Stock Disposition 2014-03-20 5,000 $1.61 8,984,350 No 4 S Direct
Common Stock Disposition 2014-03-20 700 $1.61 8,983,650 No 4 S Direct
Common Stock Disposition 2014-03-20 700 $1.61 8,983,650 No 4 S Direct
Common Stock Disposition 2014-03-20 9,530 $1.60 8,974,120 No 4 S Direct
Common Stock Disposition 2014-03-20 7,000 $1.59 8,967,120 No 4 S Direct
Common Stock Disposition 2014-03-20 10,000 $1.59 8,957,120 No 4 S Direct
Common Stock Disposition 2014-03-20 10,000 $1.59 8,947,120 No 4 S Direct
Common Stock Disposition 2014-03-21 1,000 $1.61 8,946,120 No 4 S Direct
Common Stock Disposition 2014-03-21 10,000 $1.59 8,936,120 No 4 S Direct
Common Stock Disposition 2014-03-21 10,000 $1.59 8,926,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct