Filing Details
- Accession Number:
- 0001437749-14-014360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-06 11:19:58
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2014-08-06
- Accepted Time:
- 2014-08-06 11:19:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615289 | Shuwen Huai | 3 Carlisle Drive Old Brookville NY 11545 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-09 | 90 | $1.53 | 8,802,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 2,000 | $1.53 | 8,800,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 9,367 | $1.52 | 8,791,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 5,000 | $1.51 | 8,786,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 5,000 | $1.51 | 8,781,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 5,000 | $1.51 | 8,776,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 6,303 | $1.51 | 8,770,291 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 20,000 | $1.50 | 8,750,291 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-09 | 5,982 | $1.50 | 8,744,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-14 | 2,000 | $1.51 | 8,742,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-14 | 2,000 | $1.51 | 8,740,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-14 | 3,467 | $1.50 | 8,736,842 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-14 | 1,216 | $1.49 | 8,735,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-15 | 2,000 | $1.50 | 8,733,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-15 | 2,000 | $1.50 | 8,731,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-15 | 3,299 | $1.49 | 8,728,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 5,000 | $1.51 | 8,723,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 10,000 | $1.51 | 8,713,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 10,000 | $1.51 | 8,703,327 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 190 | $1.51 | 8,703,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 2,000 | $1.50 | 8,701,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 5,000 | $1.50 | 8,696,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 5,000 | $1.50 | 8,691,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 5,000 | $1.50 | 8,686,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 5,000 | $1.50 | 8,681,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-16 | 8,458 | $1.50 | 8,672,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-17 | 2,000 | $1.51 | 8,670,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-17 | 10,000 | $1.50 | 8,660,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-25 | 10,000 | $1.59 | 8,650,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-29 | 20,000 | $1.60 | 8,630,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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